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Manoutchehr
M. Eskandari-Qajar (Kadjar) 1998-1999
Lecture
Dedication
To
the memory of my father, Manoutchehr Mirza Eskandari (Kadjar)
(1919-1983), aristocrat and romantic extraordinaire; and to
my wife, Fariba, and children, Amir-Hamsa and Yasmin.
ACKNOWLEDGMENTS
When
writing anything that requires more than what one carries in
one's head, one relies heavily upon, and inevitably imposes
a great deal on, people for whom one does little in return.
It is therefore appropriate and proper to thank them profusely
for their generosity and good will, in the hope that this small
gesture would make up for all the trouble they put themselves
through to get one to this point. I say "hope," knowing full
well that their kindness cannot be repaid fully, not even in
multiple pages of thank yous.
As
no man is an island and no one really is self-made, gratitude
is, first and foremost, due to all those who, over the years
with their tireless efforts, have made it possible for this
speaker to be able to say and do the things he has said and
done. Thus thanks is first due to my parents and, second, to
all my teachers-too many to name them all-and to all those I
have learned from. They all taught me how to walk, intellectually,
and I hope that the result is not disappointing to them!
Next,
I wish to thank my wife, Fariba. She is and has been my guiding
light, keeping me on a steady course and an even keel, despite
myself. Without her, none of this would be possible. For the
innumerable little and big things she does daily, and will keep
on doing because of who she is, my boundless gratitude is owed
as a minuscule repayment for a debt that cannot ever be paid;
not even in part.
Next,
I wish to thank my friends and colleagues who have so generously
supported me through the effort of writing this lecture; for
the time and energy they put in with me to read early drafts
and for the enthusiasm they showed to cheer me on and continue
my efforts, and for their belief in me. I am a rich man because
of them.
I also wish to thank the librarians at three institutions who
gave me guidance and direction towards the completion of this
project: The Library of Congress, UCSB Library and, especially,
the SBCC Library. Without them the research for this topic would
have been impossible.
Thanks
are also due to my students, for what is a professor without
students! Over the years they have challenged me to be the best
I can be and still challenge me to keep up and do more. They
have bestowed on me the honor of being their favorite professor
twice. I wish to thank them thrice for it, wherever they are.
Last
but not least, I wish to thank the staff of Santa Barbara City
College for making all the "little" details possible. From keeping
me abreast of all the daily developments even while I was 3,000
miles across the country, to printing and sending out invitations,
to reminding me that "all is taken care of" repeatedly, to last-minute
help with typing overheads, to getting cameras and computers
ready, to serving delicious finger foods at the reception. They
are all the salt of the earth! No one could hope for a better
college and colleagues anywhere!
LECTURE
BROCHURE
Cover Art: Shamsa (in Arabic, a stylized sun, symbolic of royalty)
In
Defense of Monarchy in an Age of Democracy
Dr.
Manoutchehr M. Eskandari-Qajar (Kadjar)
Associate Professor of Political Science
Presented
in the James R. Garvin Memorial Theatre Before a Community Audience
In the brochure you received as you entered this hall today,
I end the synopsis of my talk with the words: "It is time we
make a case for Monarchy in the Age of Democracy." But the question
you might ask and probably are asking yourself is: Why
would anyone think of giving a talk in defense of monarchy,
in this day and age, in the first place? And even if one did,
how does one defend monarchy today? What is there to defend,
especially in contrast to democracy?
Monarchy,
as everyone well knows, is an anachronism, a thing out of place
in our modern world. Furthermore, monarchy is something negative.
The best thing we can say about monarchy is that we are glad
it is no more with us, for monarchy was tyranny; it meant abuse
of power; it meant oppression; it meant arbitrariness, it was
all the things democracy is not. So why, then, would anyone
speak in defense of monarchy, especially when all we need to
know about the matter is known and settled?
The
implied promise of my talk today is that there may still be
something to this story that has not been told well, or perhaps
not well enough, and that, to misquote Mark Twain, "the story
of monarchy's death has been greatly exaggerated," as has the
notion that there is nothing positive to say about the matter.
And so too with the notion that monarchy has no place in our
world today. Quite to the contrary!
Let me begin, therefore, by telling you why I chose this topic.
As
some of you know, for me monarchy is a matter of family, of
blood, of honor. I bear the name of a royal dynasty proudly,
and have often, and gladly, spoken about it, not to brag or
feign importance, but to uphold and defend the good there was
in that dynasty and in monarchy in general. I also have roots
in two cultures and countries that have had some of the longest,
uninterrupted traditions of monarchic rule-over 2,500 years
in Iran and close to a thousand years in Austria. Monarchism,
for any Iranian, as well as any Austrian, is not a foreign doctrine
or an alien concept, and certainly for this speaker, thus doubly
familiar, and in many ways very close to home. In a sense, this
subject and my interest in it has made me who I am. But if this
were only a talk about a personal matter, there wouldn't be
much point to it, and thus I hope I will be able to convince
you today that my interest in the subject is also matter of
principle, not just one of personal preference or familial identification.
My
interest in this topic also stems from my observation that the
mere mention of the word monarchy generates interest, if not
heated debate, among the most sedate and otherwise agreeable
of people. For this reason, I have felt that the subject deserves
closer scrutiny, both to discover the sources of that latent
passion, and to clear up some of the misconceptions that are
at the root of the negative feelings associated with monarchy.
And this last point I feel strongly about. Even if we come to
decide, at the end of the day, that we still feel the same about
our political convictions, it is quite necessary, in my view,
that the choice be an educated one. Furthermore, I feel that
the mere act of discussing monarchy as a viable alternative
at all-in this area of democracy-does a great service to the
idea of monarchy. The reason for this is that such discussion
allows the notion of monarchy to remain accessible for those
who might otherwise consider it passe and out of the question.1
On
the other hand, I am also fully aware that the case for monarchy
is a difficult one to make today, not because the arguments
in favor of it lack, but because the time and circumstances
in which they could have been made more fully has passed. I
am aware of that and yet feel that the case must be made because
the loss of the opportunity to establish, reestablish, or strengthen
existing monarchies, will, in my view, have more negative than
positive consequences. That our political imagination should
be limited to variations on one form of government only-namely
representative democracy-stunts and impoverishes the political
dialogue beyond repair. It also robs cultures of their rich
traditions, many of which are intricately linked with the notion
of monarchy from time immemorial.
Finally,
concern about political systems is, in a very real sense, my
job! I am by training a political scientist, and in that field
my emphasis has been and remains political theory, or rather-if
my colleagues in philosophy would grant me that-political philosophy.2
As a student of political philosophy I look at political systems
critically and try to answer the question for myself and for
my students, "Which government is best?" Now I know only too
well that prominent thinkers in my field, including Sir Karl
Popper, have argued that these big questions have been resolved,
and that we now only need to focus on the fine tuning of what
we have achieved. But for me, the question remains an ever-relevant
one.3 I have trouble with anyone
proclaiming that we have arrived, and that we need look no further.
So
for these reasons and more I have decided to invite you on this
short journey with me. It is not a journey, the intended result
of which is for you to support monarchy in America (although
I could make a suggestion for a candidate for king!). The aim
of the journey is for you to be willing to keep an open mind
about the possibility of monarchy in the world, and if the case
arises to support it as good, and in some cases as necessary,
or at the least, not dismiss it out of hand. Should you, however,
not all become avid monarchists at the end of this lecture,
let me assure you now that the fault lies squarely with the
present speaker and his shortcomings, and not with the subject
of his choice, monarchy!
A
word more, before we go on. Let me clarify a few things at this
point that I feel might be on your minds as you have been listening
to my introduction. Let me say this clearly and unambiguously:
An argument for monarchy, is not an argument against
democracy. This should be clear from the start. Now an argument
for monarchy can be an argument against democracy, and
God knows it can be made, but that is not the argument I am
making here. As I will try to show, monarchy, as I see it, is
eminently compatible with democracy. In fact, in my view, it
enriches it. Now, I understand why lovers of democracy
might think a "monarchist" is anti-democratic. It is because
democracy came into existence through anti-monarchism, but the
reverse need not be true. History shows us that. And so I hope
I am alleviating any fears that this could be a tirade against
cherished principles right at the beginning. My intention is
to add, not to take away!
While
we are clarifying, let me clarify this as well. The type of
monarchy I speak of in my lecture is not absolute monarchy.
I know that the word monarchy brings to mind this kind of monarchy,
but that is not the form I speak of. Nor do I speak of monarchy
legitimized by divine right. That form, too, belongs to the
past and is more appropriately the subject of historical or
anthropological inquiry than it is of political inquiry. I speak
of constitutional monarchy, and what the essence of that form
of monarchy is, I will clarify shortly in my talk.
Fukuyama's
Hegel & Hegel's Monarchy
The
first seeds for this talk were sown about 10 years ago when
world political events led to the publication of an article
with which I have struggled ever since. There is something about
certain statements that tenaciously hangs on in one's mind,
and no amount of water under the bridge dilutes that tenacity
and perseverance. Francis Fukuyama's article "The End of History?"
had that effect on me ever since its publication in 1989.4
The gist of Fukuyama's thesis is the supremacy of republican
ideas and democracy. I chose to address the main thesis of his
article as the starting point for my defense of monarchy because
it was this article that ushered us into the "democracy triumphant"
cry that has dominated the academic and public debate in this
decade, and it was Fukuyama who gave the debate the theoretical
underpinning that allowed for this global policy to be justified
philosophically, as well.
Let
us start with Fukuyama then. In his article and in a subsequent
book by the same title, Fukuyama declares the universal victory
of the Western liberal idea over all rival notions, sealed by
the fall of communism in Eastern Europe and the Soviet Union5.
He thus proclaims the fufillment or "end of history,"
and invokes no less an authority to bolster his claim of liberalism
triumphant than the l9th century German philosopher, G.W.F.
Hegel. Fukuyama writes:
The
triumph of the West, of the Western Idea, is evident first of
all in the total exhaustion of viable systematic alternatives
to Western liberalism . . . but this phenomenon extends beyond
high politics and it can be seen also in the ineluctable spread
of consumerist Western culture . . .
He continues:
What we may be witnessing is not just the end of the Cold War,
or the passing of a particular period of postwar history, but
the end of history as such: that is, the end point of mankind's
ideological evolution and the universalization of Western liberal
democracy as the final form of human government.6
Now,
Fukuyama bases his contention of Western liberal superiority
on the philosophical framework raised by Hegel and on Hegel's
analysis of the progress and ultimate end of history, now referred
to as Hegel's historicism. According to Fukuyama its outline
is as follows:
The
notion that mankind has progressed through a series of primitive
stages of consciousness on his [sic] path to the present, and
that these stages correspond to concrete forms of social organization,
such as tribal, slave-owning, theocratic, and finally democratic-egalitarian
societies . . . Hegel believed that history culminated in an
absolute moment-a moment in which a final, rational form of
society and state became victorious.7
This
"absolute moment" of history, Fukuyama continues, is the Western
liberal democratic state, the basic principles of which could
no more be improved upon:
The state
that emerges at the end of history is liberal insofar as it
recognizes and protects through a system of law, man's universal
right to freedom, and democratic insofar as it exists only with
the consent of the governed.8
In
a subsequent article, entitled "A Reply to My Critics, " published
at the end of 1989, Fukuyama further clarified his thesis. With
regard to Hegel's notion of history he writes:
'History'
for Hegel can be understood in the narrower sense of the 'history
of ideology,' or the history of thought about first principles,
including those governing political and social organization.
The end of history then means not the end of worldly events
but the end of the evolution of human thought about such first
principles . . . From the perspective of Hegelian idealism the
motor of history is the idea-that is, human consciousness thinking
about itself and finally becoming self-conscious. The idea is
expressed not just in the philosophic discourse of thinkers,
but eventually comes to be embodied in concrete social and political
institutions . . .9
And
he continues:
At
the core of my argument is the observation that a remarkable consensus
has developed in the world concerning the legitimacy and viability
of liberal democracy. This ideological consensus is neither fully
universal nor automatic, but exists to an arguably higher degree
than that at any time in the past century.10
Needless to say, Fukuyama's article was well received in circles
looking for triumphalism, both at the end of the Cold War and
with the victory over Saddam Hussein in the Gulf War. Nevertheless,
to me, the thesis had problems beyond those raised by his critics
in the subsequent issues of the journal, National Interest.
First, Fukuyama chooses to use Hegel's statement
on the end of history, yet neglects to pay closer attention to
the kind of state Hegel said was the outcome of that end.
I say neglects to pay "closer attention" because Fukuyama does
mention in his reply to his critics, that the culmination of the
manifestation of the Idea in the world was "for the young
Hegel, the revolutionary Napoleonic state, and for the older Hegel,
the Prussian monarchy of the 1820s."11
Second,
Fukuyama more or less equates the terms "liberal democracy" with
American-style democracy, arguing in effect, that dhe liberal
ideas he so cherishes can only manifest themselves in republican
forms of government he also happens to favor. By doing so he gives
no thought to the fact that systems protecting individual rights,
private property, consent and participation, and constitutionalism
need not be anything like the American or even European representative
democracies as they are now constituted. He commits this error
because he equates discussion of the philosophical foundation
of government with a particular manifestation or form of that
government. Something, I believe, my colleagues in philosophy
would call an error in logic!
Third,
Fukuyama concedes that there might be key exceptions to his analysis,
and in so doing I believe he comes close to begging the question
altogether. First, he is willing to entertain the possibility
that the trend towards liberal democracy might be resisted and
even "reversed for generations."l2
Then he raises the possibility "that in another hundred years
. . . we could pass through a cycle of monarchies and aristocracies
whose moral foundations are as broadly secure as those of present-day
democracies.13
Let
me elaborate on two of these points by way of further explanation.
The first problem with Fukuyama's essay concerns his liberalization
of Hegel. Though the case can be made that Hegel stood for the
triumph of reason and the concomitant establishment of freedom
as a principle in rational government, the case cannot
be made that Hegel also therefore was a friend of republican government.
Hegel, in his Philosophy of Right, presents his case for
hereditary constitutional monarchy as his preferred form of government,
squarely and unambiguously. Hegel's monarchism was no secret to
his contemporaries, nor to his later students and disciples. Suffice
it, then, to quote from the Philosophy of Right on Hegel's
notion of monarchy to make the point with finality. The following
quotes address the essential aspects of Hegel's view of monarchy:
That monarchy should be hereditary; that it should be constitutional;
and that monarchy so conceived is not in opposition to
democracy or "popular sovereignty," but rather embodies it in
its fullest sense.
[If
I may be allowed an aside here on the subject of quoting Hegel
to an American audience: I am quite aware of the rift between
Anglo-American and continental philosophy on the subject of Phenomenology
and Hegel, in particular. Far be it from me, therefore, to introduce
such an eccentric point of view in the otherwise calm and composed
firmament of the Anglo-American world. However, since the choice
of weapons was not mine, but Fukuyama's, I thus find myself obliged
to contend with the subject. I do so with great trepidation, fully
aware that the Anglo-American tradition of philosophy is impatient
with such unempirical trifles as historicism, or, God forbid,
monarchy, based on the notion of "the idea manifest in the world."
On the other hand, I found the whole thing quite irresistible,
and thus hope that my transgressions on this point would be forgiven
by this open-minded audience!]
The
quotes are as follows:
(1) One
of the results of more recent history is the development of
a monarchical constitution with succession to the throne firmly
fixed on hereditary principles in accordance with primogeniture.
With this development, monarchy has been brought back to the
patriarchal principle in which it had its historical origin,
but its determinate character is now higher, because the monarch
is the absolute apex of an organically developed state. This
historical result is of the utmost importance for public freedom
and for rationality in the constitution . . .14
(2)
The sovereignty of the people, conceived in opposition to the
sovereignty residing in the monarch, stands for the common view
of democracy, which has come to prevail in modern times. The
idea of sovereignty of the people, taken in this opposition,
belongs to a confused idea of what is commonly and crudely understood
by "the people." The people without its monarch and without
that whole organization necessarily and directly connected with
him is a formless mass, which is no longer a State. In a people,
not conceived in a lawless and unorganized condition, but as
a self-developed and truly organic totality-in such a people
sovereignty is the personality of the whole, and this is represented
in reality by the person of the monarch.15
This
last quote on the artificial opposition of popular sovereignty
and monarchy leads me to my second criticism of Fukuyama. It has
to do with Fukuyama's failure to acknowledge that the principles
of liberal democracy, or "constitutional liberalism," to use Fareed
Zakaria's term, need not belong exclusively to republics of either
the presidential kind as manifest in the United States, or of
the parliamentary kind more prevalent in Europe today.16
This position betrays a narrow Western bias on the part of
Fukuyama. [I say "narrow" because monarchic forms of government
are also part of the Western tradition, but they are not part
of the emphasis chosen by Fukuyama and those who think as he does
about the West.]17
Criticism
of this Western bias is amply documented in the recent debates
around the notion of democracy by such individuals as Prime Minister
Mahathir Mohammad of Malaysia, Kishore Mahbubani, Singapore's
Ambassador to the United Nations, and former Prime Minister Lee
Kuan Yew of Singapore.l8 But even
if we do not go the route of a "guided" democracy, as discussed
by these individuals, we still need not unquestioningly adopt
the position that individual rights, private property, the notion
of consent and participation, and even the notion of constitutionalism
can only be provided for, and protected by, presidential or parliamentary
democracy, and that those foundational principles can only manifest
themselves in such forms of government and in none other.
Having
said all this, I realize that simply because Hegel makes the case
for constitutional monarchy, this in itself is not a sufficient
argument for supporting constitutional monarchy on my part, and,
indeed, that is not what I am doing. I am simply showing Hegel
contradicting Fukuyama on Fukuyama's interpretation of Hegel,
and, in the process, hopefully showing that Fukuyama's case may
lack consistency. In so doing, in turn, I am opening the argument
for another look at monarchy.
In
disagreeing with Fukuyama on a fulfillment or "end" of history
that gives us only one remaining option, I argue instead that
history has provided us with the ascendancy of one idea, democratic
liberalism, but that this ascendancy does not mean we have to
have republics to embody it exclusively. Monarchy, of the kind
I will define shortly, perfectly fits that bill, too. The question
will be: Can it be achieved in places where it no longer exists?
Can it withstand the universal challenge that it has been facing?
Monarchy
Defined
So,
let us take stock at this point and see where the argument has
taken us. I have tried to make the case that we need to revisit
Fukuyama's thesis, which in my view, is problematic. I have also
tried to show that even on its own terms the argument bears expansion
and reconsideration, and I have argued that such a reconsideration
should include a look at monarchy, as well.
Equating
monarchy with principles associated normally with democracy is
neither erroneous nor preposterous. Already in Hegel we saw the
outlines of the argument, but in Hegel the point is made in the
abstract and with reference to a metaphysical framework, the acceptance
of which may not be palatable equally to all today. Thus the question
becomes: Can one make the case for monarchy in a way that does
not rely on such a transcendent framework and show its relevance
to today's political reality? I believe one can, but first let
me elucidate some misconceptions about the notion of monarchy.
Inevitably
when one speaks of monarchy, the picture conjured up in the minds
of the listeners is the kind that is referred to as traditional
or absolute monarchy. In point of fact, the classical notion of
monarchy, from which we derive the term "traditional" monarchy,
precludes the type of rule that was later described as absolute,
that is rule of a king who is above the law and to whose will
there is no appeal. That form of government was monarchy only
in the literal sense of the term meaning "rule by one," it was
not monarchy in any way the ancients or the medieval thinkers
would understand it. For this type of rule they had a separate
name. The ancients called it tyranny, the polar opposite of monarchy;
and the moderns call it despotism.19
This
is the type of monarchy against which revolutions were fought,
and it is also the type of monarchy that was responsible for the
strengthening of the arguments in favor of democracy and the republican
form of government. Though it still exists today, the days of
such a system are numbered, and, in the last three decades, two
of the more spectacular examples of this type disappeared through
revolution in Ethiopia and Iran.20
It is safe to say that the remaining absolute monarchies, unless
they move towards constitutional monarchy, will face similar threats
and possible dissolution as did their Iranian and Ethiopian counterparts
not too long ago.21
The
type of monarchy I speak of today is not what is commonly referred
to as absolute monarchy, but rather a related form called constitutional
monarchy, already mentioned earlier in my exposition of the views
of Hegel and others. Constitutional monarchy differs from its
older sibling in that it limits the power of the monarch and allows
for democratic institutions to exist side by side with
the institution of monarchy, each complementing the other, rather
than canceling each other out.
Specifically,
in this type of monarchy, the monarch is the head of state, and
the form of monarchy is retained, i.e., heredity and primogeniture,
but the monarch is monarch by will of the people, not by divine
right, and the people have sovereignty through their elected parliament
and their prime minister, who is the head of government, i.e.,
the head of the executive branch.
Now
this type of monarchy can be strong constitutional monarchy or
weak constitutional monarchy. The strong type, as I call it, gives
the monarch more executive powers, even to the point of vetoing
legislation or dismissing parliament and calling for new elections.
The weak kind gives the monarch mostly ceremonial roles, but may
retain actual powers in potentia for use in extraordinary circumstances.
The first still involves the monarch politically; the second involves
the monarch mostly symbolically. This last type has been called
"bicycling" monarchies, in reference to the informal style the
monarchs have adopted in the northern European and Scandinavian
countries.22 The first type is not
prevalent in Europe anymore, but still exists in the Middle East
and in Asia.
Seven
of the 15 countries of the European Union and half of all Western
European countries (EU included) are constitutional monarchies
of the second kind today. Unlike traditional monarchies, they
have fared extremely well.23 To underscore
the source of the appeal of this kind of monarchy for me, I would
like to take you back in history for a moment to talk about its
origins and development.
The
kind of monarchy where monarchs enjoyed powers of decision-making,
limited by very few restraints other than those imposed by the
monarchs themselves, came under increasing criticism, and then
fire, in Europe, starting with the Civil War in England and the
writings of Thomas Hobbes and John Locke in the 17th century.
Precedents for the reduction of the powers of the monarchs were
already set in motion with the granting of the Magna Carta by
King John in 1215. By 1688, with the Glorious Revolution, the
power of the monarchy was limited by an increasingly assertive
Parliament. With few setbacks, the trend generally continued in
the direction of more popular sovereignty until, under the reign
of Queen Victoria, the power of Parliament was firmly established
and continues so to our day. In a last feeble attempt to retain
control over her speech to Parliament, a speech which by then
already was written for her by her prime minister, Queen Victoria
feigned poor eyesight and declared that she was not able to read
the prepared speech, whereupon her prime minister replied that
he would be glad to read it for her in her stead!
Similar
developments also occurred across the English Channel, first in
France and, then a century later across much of Europe. Though
the French Revolution showed itself to be far more bloody than
the 40 years of turmoil the British went through to achieve limitations
on their monarch's power, the outcome of both political events
was a limited monarchy, which at first offered a promise of stability
on the continent similar to its counterpart in the British Isles.
However, the lessons learned by the British monarchy were not
assimilated well by the French, German, Austro-Hungarian and finally
Russian royal houses, so that, when international events added
their devastation to the exasperation these regimes had caused
within their own countries, they could not help but fall and result
in the abolition-rather than reform-of the institution of monarchy
altogether.24
Thus,
as a result of their evolution into constitutional monarchies,
the British, northern European and Scandinavian monarchies have
contributed much more positively and uniquely to the overall well-being
of their respective polities than the course taken by the French
and central European royal houses. They have done so by adding
the crucial dimension of symbolic representation and continuity
to their political systems that only monarchy can add. By reforming
themselves into the kinds of institutions they are now, those
monarchies have complemented and strengthened the democracies
they are a part of, by enhancing national unity and allowing for
a neutral center in the midst of a sea of politically-driven change.
This aspect of modern monarchy is not lost on the members of those
societies, and is one of the reasons why these monarchies are
still so popular with the citizens of the aforementioned countries.
Allow
me to clarify something further at this point. It may sound strange
to this or most any audience to hear the British, Danish, or Dutch
governments referred to as monarchies when, in point of fact,
they have always been called democracies, and that this is what
they are known as in most people's minds. The strangeness has
to do with the fact that "democracy" refers more to a mode of
governance than an actual form of government today, and that the
proper name for a government that elects all of its members (directly
or indirectly) is a republic. Thus, the American republic,
the Mexican republic, the French republic, etc. . . .
The
political systems referred to earlier are democratic, indeed,
but they are not republics. They are not even republics by other
names. They are bona fide monarchies, only of the
constitutional kind. Not only that, but they are also working
monarchies, i.e. they are more than merely representational or
ornamental, even though they are not of the strong kind I described
earlier.25 They are also qualitatively
different from the kinds of political systems one finds in their
neighboring countries, in that they have retained, rather than
artificially introduced, an element of continuity with tradition
and with the past that allows their citizens to feel the stability
of the political system tangibly.
This
is seen not only in the importance given by those citizens to
the symbols of monarchical presence and of monarchy, itself, but
also in the popularity and high esteem the actual persons of the
monarchs in question are often held, as well. This presence of,
and continuity with, the past gives a highly prized modicum of
reassurance in a maddeningly changing world. It also creates an
additional source of legitimacy for systems which, absent monarchy,
would have to generate it through popularity contests only.
So
if this is the type of monarchy I am defending, let us see what
arguments can be made in favor of maintaining it where it presently
exists, and for restoring it in countries where monarchy once
existed. Let us turn to the first task first.
Case
for Maintaining & Restoring Monarchy
What
arguments can be made in favor of maintaining monarchy where it
now exists? Why, might we ask, should monarchy even be retained?
What benefit is there in retaining an institution that seems to
be a leftover from a time gone by?
First
let me introduce a caveat regarding our search for arguments
in favor of monarchy. It is impossible to make absolutely airtight
and universally acceptable and appealing arguments for any
form of government, monarchy or otherwise, and so I will not attempt
it here and it should not be expected. That does not mean, however,
that therefore this particular form of government is not desirable,
nor does it mean that one cannot defend it well. It simply means
that, in the arena of politics and political philosophy, we are
dealing with a subject matter that is more protean than that of
other realms of inquiry, without making the inquiry less rigorous
or relevant.
Political arguments are often accepted for reasons other than
logical unassailability, and over time, become accepted truths.
Two examples of the kind of "argument" I am referring to are Thomas
Jefferson's statement in the Declaration of Independence
that "we hold these truths to be self-evident that all
men are created equal . . ." [emphasis mine], and Winston
Churchill's oft-quoted punch line about democracy being "the worst
form of government except for all the others that have been tried
from time to time."
Having
said this, let us proceed and look at some of the scholarly work
on the subject of monarchy to derive some of our arguments in
favor of that form of government.
There
have been few studies in comparative politics or political theory
of recent vintage that have asked and addressed these questions.
Most of the literature on monarchy and even on constitutional
monarchy dates from the first half of this century and from the
1960s. The reason for this may well have to do with the fact that
what was said about monarchy before mostly dealt with the traditional
type which was, and is even more so now, on its way out,
and with the fact that the focus in comparative politics shifted
to theories of development and modernization, on the one hand,
and in political theory to the humbler task of fine-tuning representative
democracy, on the other.26
In
the 1960s, one of the grandees of both comparative politics and
political theory, Carl J. Friedrich, declared monarchy moribund
and predicted its impending death worldwide.27
The Dictionary of the History of Ideas, subtitled "Studies
in Selected Pivotal Ideas" [emphasis mine], published
in 1973, does not even have a separate entry for "monarchy." Yet
in the 1970s and more recently in the '80s and '90s a new interest
developed in the study of this dying patient, and in America "Constitutional
Monarchy" finds itself the subject of entries in the Encyclopedia
of Democracy, published in 1995, as well as in theoretical
debates, in such journals as History of Political Thought and
American Political Science Review, among others.28
This to say nothing of the scores of articles and editorials in
more popular publications, such as The Economist, Time
Magazine and Newsweek, many of them in the last two
years.29
Renewed interest in
the subject is also shown in French political thought where, in
1997, a fairly monumental study on political systems was published,
devoting fully one-third of the study to constitutional monarchy
and its present prospects in Europe.30
In fact, some of the more interesting recent arguments in favor
of monarchy have come from continental Europe, notably France,
and when not from Europe, they have been made about European monarchies
by a wide range of American observers, including Garrison Keillor
and William F. Buckley, Jr.!31
Perhaps
the most extensive comparative study addressing the question of
monarchy's continued popularity was done in 1976 by Richard Rose
and Dennis Kavanagh, entitled "Monarchy in Contemporary Political
Culture."32 In this study, Rose and
Kavanagh present a series of hypotheses, which they then test
to find the reasons for the popularity of monarchical regimes
in Europe. Although their study focuses on the British political
system, the authors adduce plenty of evidence that their conclusions
can be generalized to its northern European and Scandinavian counterparts
as well, and to monarchy, in general.33
Two
sets of observations they make are of particular interest here
in view of my thesis on the importance and relevance of constitutional
monarchy today. The first has to do with the relationship between
constitutional monarchy and political authority, and how monarchy
adds an additional dimension to the "justifications for endorsing
authority" under democratic governments.34
The other has to do with how monarchy has behaved to retain its
acceptance in modern politics. Let us look at monarchy and political
authority first.
The
notion of authority in democratic settings is a complex one. The
first to talk about this in modern times was Max Weber.35
Weber distinguished between three types of authority structures:
traditional, legal-rational and charismatic. It is legal-rational
authority, i.e. authority based on impersonal rules and regulations,
that is associated with democracy most. But impersonal rules and
regulations are not sufficient for authority to exist in modern
systems.
Two
additional components are required as Rose and Kavanagh point
out: (1) diffuse support for the institutions of a regime; and
(2) compliance with its basic political laws.36
Regarding this second requirement, impersonal rules and regulations
help, in that in democracies, laws are considered a manifestation
of the will of the people and thus imply their consent even if,
in fact, legislated and promulgated by their representatives.
However, the first requirement, that of diffuse support for institutions,
is more difficult to achieve. For it to be present universally,
there must exist many instances of reinforcement of that support
in society. This support is normally provided through agents of
socialization, such as school, family and the media, but often
it is not focused enough, especially in democracies. For this
reason, an institution, so intricately linked with the notion
of tradition and support of the status quo as monarchy, is eminently
predisposed to foster just this kind of support, as long as monarchy
itself is not the object of lack of support in the first place.
But
as Rose and Kavanagh have shown, lack of support is a problem
constitutional monarchy does not have in Europe today. Monarchy
in this case reinforces and strengthens democracy, adding a centripetal
and necessary aspect to the system's efforts at stability, especially
necessary in view of the fact that modern democracy, by definition,
is centrifugal and atomistic in its celebration of individualism.
Continuing
on the theme of the relationship between monarchy and enhanced
political authority in democracies, the authors also argue that
"[i]ndirectly, . . . monarchy may increase political authority
by encouraging a generally deferential attitude among the masses
of society toward authority in a variety of social manifestations.37
One of these "social" manifestations of authority is elites. To
test this relationship between monarchy and deferential outlooks,
the authors asked respondents whether they agreed that elites
are best suited to govern a country.38.
The authors found that "[a] majority agreed that people with the
most education and people born to rule make the best governors.''39
This finding meshes well with the established fact that elites,
in any political system-including republics-naturally
expect deference to their decisions, and thus monarchies are doubly
useful in enhancing the chances of the political system to instill
deference to authority in this respect and for the sake of stability
that would result from it.40 For
political advisors and practitioners of politics, this last point
is, of course, worthy of note!
On
the other hand, I am also aware that in a society that relishes
its irreverent stance towards politics and politicians, this last
point also may not be palatable to all. However, the point about
elites in democracies expecting deference was made by an American
writer, David Halberstam, about President John Kennedy's elite
advisors, and though we may argue that elites need not necessarily
get what elites feel they need, the fact that the sentiment is
raised in a setting as ostensibly anti-elitist as the American
one, is, if nothing else, interesting.
The
other observation Rose and Kavanagh make has to do with how monarchy
must behave to retain its acceptance in modern polities. Even
though the authors find that, at times, people welcome an even
stronger function for monarchy-for instance when monarchy presents
an additional "restraint" upon the elected executives of their
countries, their final conclusion is that for monarchy to survive
and prosper in the democratic setting it must be willing to withdraw
from the political fray.4l
Regarding
the "restraint" on government that monarchy presents, since the
study was done in England, "government" refers to the elected
executive branch. Thus in view of the absence of American-style
judicial restraints upon the British government, given the peculiar
nature of that system, this potential role for monarchy provides
for an implied check on an otherwise almost unfettered executive
(a point that should be appreciated by an audience used to the
American system of checks and balances!). The question then becomes,
is this a universalizable principle in favor of monarchy in general,
and the answer must be that in cases where an additional, impartial
(non-political) check is needed, monarchy is uniquely positioned
to fulfill that role. Any other entity in democratic settings,
being itself subject to one or another restraint or political
pressure, cannot discharge that function when it is most needed,
namely in times of disagreement or partisan quarrels among the
dominant political groups or among the branches of government.
However,
regarding the necessity for monarchy to withdraw from the political
fray if it is to survive in today's world, the authors remain
unequivocal:
A good
monarch cannot save an unpopular regime, and a bad monarch is
an argument for the establishment of a republic. If a monarch
is to survive, he requires the creation of a constitutional
order in which he becomes a figurehead. The job of maintaining
authority is the task of politicians whose careers are transitory.
If a monarch also becomes engaged in this work, his career is
likely to be transitory, too.42
Though
this last point may hold true particularly for the remaining European
monarchies, differing views have been raised by analysts of monarchies
elsewhere in the world. One of those is Gregory Copley, editor-in-chief
of the journal, Defense and Foreign Affairs, whose 1990
study on monarchies around the world makes just such a point.
While some of his conclusions on monarchy's viability and desirability
match Rose and Kavanagh's, and his study focuses mostly on monarchies
in exile and their chances at restoration, Copley also addresses
monarchical traditions in countries where Western democratic notions
may still need time to mature. Commenting, for instance, on the
heir presumptive to the throne of Libya, Prince Idris al-Sanusi,
now in exile in London, Copley states:
Prince
Idris, a descendent of the Prophet Mohammed and therefore a
spiritual leader as well as a temporal one in Libya, walks a
fine line between his devotion to democratic monarchical structures
and traditional Middle Eastern monarchy. But he is sensitive
toward the traditional roles of leaders in the Middle East.43
This
sensitivity to tradition, however, does not imply that a restored
monarchy in Libya, or for that matter elsewhere in the Middle
East, will be autocratic, but rather that, once the basics of
rule of law and human rights are guaranteed, those monarchies
may have additional as well as different ways of reflecting the
will of the people, compared to the one way by which the West
has traditionally done so, the ballot box. The example of Jordan
stands out here as the kind of monarchy this relationship would
point to.
The
same sentiments were expressed by its new king, King Abdullah,
on the occasion of the death of his father, King Hussein: "Democracy
is not something that can be done overnight," he said. "It is
a learning experience. It is also a discipline. Because we have
a democracy, it does not mean that people can take things into
their own hands."44 The only element
missing from this statement to make it capture the tenor of the
time is the word "yet," but inevitably that too will become part
of the vocabulary of Middle Eastern monarchies, and in so doing
they will have preserved themselves as the necessary links between
the past and the future I believe them to be. The fact, however,
that this readiness for more popular participation is still absent
in some of them, does not necessarily make them autocracies of
the kind present-day Middle Eastern "republics" are, such as Libya,
Syria, Iraq and, yes, Iran.45
Continuing
his arguments in favor of monarchy, Copley states: "Perhaps what
is most significant today is the fact that the differences between
modern constitutional monarchies and modern democratic republics
are not as great as those who live in republics seem, without
reflection, to believe."46 So what
do monarchies add that democracies do not provide, all other things
being equal? Copley answers, "Monarchies afford their people an
even greater identification with their head-of-state than elections
give to the presidents of republics."47
And this identification, coupled with "the unbroken line of symbols
which have been woven . . . between monarchs and subjects over
centuries," provides for a fulfillment that mere republics cannot
achieve.48
Last
year, The Dallas Morning News published a series of articles
on the world's monarchies, largely substantiating the points made
above.49 The questions raised for
the readers were: How can "a system of government that exalts
one person above everyone else because of birth instead of talent
or achievement" still thrive? "Why has an institution which has
outlived its political usefulness still survived?" The answer,
according to the historians interviewed, "lies in the ability
of monarchs to fashion a contemporary role for themselves, to
use their gilded lives as bridges to a more glorious past, to
embody country-to become, in the countries where they still flourish,
flesh and blood Uncle Sams."50
A
second reason has to do with the fact that monarchs are symbols
of unity. In countries split by ethnic tensions, such as Spain
or Belgium, monarchs flourish because they symbolize the
entire nation, and in countries like Iraq or the former Yugoslavia,
monarchies could flourish for the same reasons once the violent
tensions there have subsided.
Referring
to the success of the monarchy in Spain under King Juan Carlos,
the article continues quoting Spanish historian Javier Tussel:
"Monarchy works in Spain because we are a very divided country.
. . . King Juan Carlos stresses respect for regional differences,
so that now you feel Spanish, but you can also feel like a Basque
or Catalan." The fact that the king recently gave his blessings
to the marriage of his daughter to a popular Basque figure of
course helped, as did the fact that the king spoke the Catalan
language on a visit to Barcelona not long ago, a gesture no Spanish
king had made since the Middle Ages.51
The
same is true of the Belgian king. The article points out that
"the Belgian king is one of the few commonalities shared by the
country's ethnically and linguistically divided inhabitants. When
King Albert succeeded his brother, the beloved King Baudouin,
five years ago, he took the oath of office in French, German and
Dutch."52 This may not seem like
much to us, here, who are not as aware of the symbolism of language
and ethnicity in Belgium and the long ethnic struggles between
the Walloons and the Flemish, who form modern Belgium. But for
the Belgians it made all the difference.53
Of course a less sensitive and historically aware king may not
have been as helpful, and so individual monarchs and their personalities
matter indeed.
Yet,
paradoxically, though reliance on personality is one of the greatest
criticisms of monarchy by those used to elective office, in my
opinion, this is also one of monarchy's great sources of strength.
True, Rose and Kavanagh say, "A good monarch cannot save an unpopular
regime, and a bad monarch is an argument for the establishment
of a republic," but there is also a corollary to this, that a
good monarch may strengthen a good regime even further. And who
is willing to argue that this is any different in republics? Do
personality and individual character and characteristics not matter
in republics? In this aspect, too, monarchy may not be that alien
a concept as some make it out to be, and the article in turn reiterates
Copley's earlier point by stating:
The
old view that democracy and monarchy are fundamentally incompatible
has been proven wrong. . . . The Scandinavian countries, the
Benelux countries [Belgium, the Netherlands and Luxembourg],
are among the most . . . progressive and highly developed democracies
in the world. Yet they seem to have the most consolidated monarchies.
Even in Britain, where the House of Windsor is under fire for
its imperial lifestyle in an unimperial age, most seem to favor
reforming the crown, not abolishing it.54
In
view of this, the question really should be: Why aren't there
more monarchies in Europe, rather than less? Why have countries
that traditionally had monarchies, like Austria, France, Germany,
Russia and Turkey-to say nothing of Romania, Bulgaria, Yugoslavia,
Albania, Italy and Greece, rejected them with such finality and
not returned to them when the opportunities arose?
Answers
to these questions abound. The reality of the matter is that,
worldwide, only two monarchies were restored in countries that
formerly had monarchic traditions: the first example is Spain;
the second is Cambodia. The circumstances of Spain's restoration
of the monarchy are that Spain's dictator, General Francisco Franco,
actively groomed and then, with his death, effected the return
of the monarchy to Spain. But as with the case of the restoration
of Cambodia's monarchy, the circumstances leading to these two
restorations could be used as universalizable principles for the
restoration of monarchy, in general. In many of the countries,
where monarchies once prevailed, there are now dictators or strongmen
who could be persuaded through Franco's example to facilitate
the return to monarchy in order to ensure their own legacy in
similar fashion to General Franco's.
In many other circumstances, with the present collapse of regimes
that formerly were monarchies, the international community could
follow its own example when it made it possible for Prince Norodom
Sihanouk to return to his country as King Sihanouk. Conditions
prevail now in many countries, Yugoslavia, Romania, Albania, Rwanda,
Iraq, Libya and Syria, to name but a few, where such a transition
modeled on the two examples above could conceivably be achieved,
with beneficial outcomes for the countries in question.
Getting
back to the question of why so many of the monarchies of Europe
disappeared, there is of course the matter of war. The First World
War swept away many of the monarchies in question. But why this
war and not others before it? Historian Anthony Devere-Summers
answers the question this way:
The horrendous
cost to human life in the First World War was unacceptable to
the people who lost the struggle and received nothing in exchange
for that sacrifice. Armed with a greater respect for individual
liberty than their forefathers, they challenged the military
tradition and sabre rattling concept of [the] government that
had led to the war. Their monarchies were very much part of
that tradition, and they paid the ultimate price in defeat.55
And
so the Austro-Hungarian, German, Russian and Ottoman Empires fell.
In the case of Russia, a revolution was added to the deathblow,
a revolution that, in great measure, became possible because of
Russia's involvement in the war.56
Yet though the monarchies were swept away with the cry for freedom,
in their place-and I might add because of the vacuum created
by their absence-came terrible dictatorships. And then came World
War II, and what World War I had left intact of the monarchies
in question, World War II finished off, but for very different
reasons. Again, Anthony Devere-Summers:
The
monarchies that fell at the end of the Second World War were
victims of either fascism or communism, and only participated
in the Second World War by default. Although weakened by the
loss of the mighty empires in 1918 which dealt a severe blow
to the invincibility of monarchy, they were not unpopular with
the ordinary people and only lost power when their opponents
resorted to dishonest plebiscites, and intimidation of the masses.
Monarchy was not the root cause of the Second World War.57
Following
these cataclysms came the Iron Curtain, which precluded the restoration
of monarchy East of Vienna, and foreclosed the possibility West
of Vienna because of the visceral reaction to anything that might
even remotely sound like strong centralized government, given
the recent madness of fascism and national socialism. And so valuable
time was lost, and alternatives that could have been considered
were not because time, circumstances and history had decided against
them. But this was not just the case with the recent losers of
World Wars I and II. History also played a strange twist on the
prospects for monarchy's restoration in France.
The
story of France's monarchy and its fall is the cause celebre
of any discussion on the subjects of monarchy and democracy. Many
know the intricate detail of the fall, restoration and the fall
again of France's monarchy, but few people know of the events
of our century that would answer the question why France does
not have a monarchy today.58 The
monarchic system was abolished in France for the last time with
the defeat in the Franco-Prussian War of 1870-71 and the capture
of the Emperor Napoleon III at Sedan. True, for legitimists the
reign of the Napoleons did not constitute continuation of France's
monarchy; nevertheless France's form of government was last a
monarchy under the Second Empire.59
Then it disappeared. I hold that it need not have, however. And
though the two intervening World Wars gave little time for a revival
of the debate, when France would face its constitutional crisis
at the end of the Fourth Republic, a golden moment for monarchy
reappeared, and it had no less famous a spokesman than General
Charles De Gaulle.
It is no secret that France's political system, with its unique
mix of presidential and parliamentary powers, has the strongest
presidency among the world's representative governments. De Gaulle,
with his proposed amendment for direct presidential elections
in 1962, cemented that strength into what has often been referred
to as France's "elective monarchy." This arrangement, of course,
makes perfect sense for a country with the kind of history that
France has had. For the French, a strong executive, even in the
most revolutionary times, was never a foreign idea. It always
brought France together and allowed her to go on. Thus France's
fascination with the Napoleons and her embrace of De Gaulle.
But
when De Gaulle created the Fifth Republic, the paradigm he had
in mind was not a republican one at all. His mind's eye was on
the monarchic past of France and a possible monarchic future,
though as it turned out, instead of ushering her into monarchy
again, De Gaulle decided to keep the mantle for himself and ensure
for France an elective rather than hereditary monarchy in republican
form! The elements of the "monarchical presidency" of France are
(1) its national character-the president of France is the president
of all of the French due to the direct election without electoral
college;60 (2) his near imperial
power of emergency rule through Article 16 of the Constitution;
(3) the power to appoint the prime minister; and finally (4) the
power of the president to dissolve the National Assembly almost
at will.61
The
intricacy and peculiarity of De Gaulle's thinking on this subject
and its undeniable link to the idea of monarchism is revealed
by De Gaulle in several passages in his memoirs, where he comments
that the direct election of the president occurred to him because
France did not have recourse to "heredity, the sacred rites of
investiture or absolutism" anymore to enable her to ensure continuity
and legitimacy for herself as she was able to do under the monarchy
of the Ancien Régime.62 Jean-Marie
Benoist, one of the participants in a 1985 symposium in Paris
on the concept of monarchy, explains this feat as follows:
It is thus the form of monarchy, capetian
and hereditary, that the Constitution of the Fifth Republic achieves
by elevating the president to a level that allows him to transcend
even the contingencies of a presidential majority. If the president,
like the king of France, finds himself to be the president of
all the French, then he cannot remain a prisoner of the majority
that elected him. To quote Decherf: "To every majority he opposes
unity; to every change, permanence."63
But
the story is still more intriguing than that. Not only was the
presidential power in France designed by De Gaulle to mimic its
monarchic past, it was actually meant to become a monarchy
only of the elective kind. What kept De Gaulle from taking
that last step was his hesitancy on whether his choice for king
would be accepted by the French. This at least is the official
version, but there is a great deal of documentary evidence to
support this thesis. It was only when he became convinced that
this would not work that he decided to keep the mantle himself.
Here
are some of the documents that point to this critical moment for
the restoration of France's monarchy only a few decades ago. And
here, therefore, is also the proof that monarchy can still happen
in France today, i.e. that there is nothing intrinsic in the system
that would keep monarchy from replacing the presidency and giving
France a constitutional monarchic system along the lines of the
British system, only with slightly more power for the king of
France than the queen of England has under that constitution.
Or, to put it differently, a strong constitutional monarchy for
France, following my earlier terminology.
Benoist
quotes the following passages from conversations of various French
political commentators with De Gaulle.64
I think they speak for themselves! Quoting Michelet, Benoist states:
I
do not think I would be revealing a state secret, if I stated
that in the mind of the general the succession that was most
logical was that of the heir to the kings of France. This may
appear paradoxical and disconcerting, but those in the know
realize that there is nothing in this reflection that could
oppose itself to the very democratic idea the general has of
the institutions. All know well-one only needs to refer to the
letters the general sent at the time to the Count of Paris-what
the general felt about the monarchy. I do not think I am twisting
words if I say that the regime he desires for his country is
a sort of monarchy, not hereditary, but elective. That much
is clear. But it must have no doubt occurred to the general
that the Count of Paris had not made himself known enough to
the public at large and to the general electorate, and that
in the eventuality of an election his success was not sufficiently
assured for the general to fully engage himself in the political
effort that would have supported the Count.65
Citing
an interview of De Gaulle with Philippe Saint-Robert, Benoist
continues:
The general
told me as he came in,"We have restored the monarchy. It is
an elective monarchy, not an hereditary one." At this point
the general looked at me to be sure the point was registered.
I protest: "But, mon General, I never thought that one could
restore hereditary monarchy." "Yes you did. And so did I, by
the way."66
And
lastly this from an interview of De Gaulle with Alain Peyrefitte,
the author of Le Mal Francais: "What I have tried to do
is to achieve a synthesis between monarchy and republic." A monarchic
republic, I inquire? " If you wish. But I would rather say a republican
monarchy."67
All
of this is of course corroborated in other sources as well, notably
from an interview with the heir presumptive to the throne of France,
Prince Henri of Orleans, the Count of Paris, on the occasion of
his 90th birthday in 1998. In this interview there is also additional
light shed on why the monarchy was not restored in fact
by De Gaulle, though it was restored in spirit as we have seen.
Due
to the Law of Exile, promulgated in the Third Republic in 1886,
which forbade the heads and heirs of the Bourbon/Orléans and Bonaparte
dynasties to remain in France, Prince Henri found himself in exile
until the end of World War II. During the war, he had joined the
French Foreign Legion under an alias, Orliac, and attempted to
fight for his country. But France was defeated before he could
join the armed forces and so he remained in North Africa while
enjoining his countrymen to resist the Germans by "all possible
means."68 It was at this juncture
that De Gaulle, in exile in England, asked the prince to join
forces with him in the Free French movement. The prince refused,
arguing that he was above political factions and that he wanted
to represent all the French-the Free French, as well as those
of and under the Vichy government. The effort backfired badly,
and the prince lost out on both scores. He was shunned by Vichy
France and by Free France.69
As
Anthony Bailey states, quoting De Gaulle on this occasion: "Had
the Count of Paris joined me in London in 1940, he would have
become France and we would have done great things together."70
This pithy comment suggests, therefore, additional reasons why
De Gaulle "doubted" whether the prince had made himself sufficiently
known to the French public to assure success in an election. The
reasons may have been more personal! Whatever the case may have
been, however, what these passages prove is that monarchy was
not meant to be counted out from a modern France, and that the
possibility is still wide open today.
Throughout
these vignettes, one thing becomes clear. Monarchies were not
defeated and abolished in the court of reason. They were not put
aside because republics had the better arguments. They vanished
because of the unleashing of cataclysmic forces that swept them
up in their torrential currents. Yet in doing what they did, monarchies
were neither more nor less guilty than any other political system
has ever been with regard to its relations with the rest of the
world or its attempts to maintain itself in power. It is just
that, in their case, history was less forgiving!
Epilogue
Alllow
me to lead toward a conclusion the way I began, on a personal
note. I began my story by telling you about myself, and how monarchy
is an integral part of who I am. It is in my blood, for better
or for worse, and my hope is that one day I would see the return
of monarchy to my ancestral land, Iran . . . Persia, and see this
return as a blessing for that ancient land and not a burden. Of
course, I wish the same for France, Austria and Russia. After
all I am a monarchist! And so I also wish it for many other
countries for which I believe monarchy to be very beneficial without
in any way taking away from the progress they have made in the
direction of freedom and justice and human dignity. If anything,
as I tried to state in this lecture, I think monarchy would greatly
add to the richness of this fabric and, yes, . . . ennoble it!
In a way, I say all of this also with a kind of sadness because
I know that some countries, in all likelihood, will never have
monarchies, by any stretch of the imagination. Among those countries
I count the United States. And I say it with sadness because I
do think that a society is enriched, strengthened and ennobledby
such a continuity with the past, perhaps not its immediate past,
but nevertheless humanity's past and thus our universal heritage.
Of
course, I also understand that much of that heritage has been
maligned and that it has been made fashionable to do so in the
name of progress and even in the name of scholarship. But the
fact remains that the increasing absence of this ancient institution
in the world and the thinning of its ranks has robbed us of a
calm and dignified center in the midst of our storm-tossed politics,
a reminder of principles we still long for but dare not verbalize,
at least not consciously. How else do we explain that a people
as ostensibly anti-monarchic as that of this beautiful country
would refer to the period of the presidency of one of its most
popular and charismatic presidents as "Camelot," and mourn, in
much the same way the people of the legend did, its premature
loss and the tragic death of its "king"?71
And
so I want to end with a look at Iran and share with you my thoughts
on the past and future of that country which is so much a part
of me. Persia (as it was then called) and Ottoman Turkey were
the first countries in the Middle East to have attempted to create
genuine constitutional monarchies. Though Turkey's was more short-lived
than that of Persia, interestingly their fates were very similar
and interlinked, as were their royal families. Those two histories
are brought together for us here today, in the person of Princess
Nadine Sultana, who honors me beyond measure with her presence
at this lecture.72
In September 1906, the
Qajar (Kadjar) King Mozzafar-ed-Din Shah, signed the Electoral
Law of Persia.73 Then, on December
30, 1906, a few days before his death, he signed the Fundamental
Law of Persia, providing the country with a constitution modeled
on the Belgian and French examples. The 33 articles of the Electoral
Law and the 51 articles of the Fundamental Law gave the country
a bicameral legislature,74 separation
of powers, checks and balances, an executive modeled on the French
system with a monarch as head of state [what I earlier called
"strong constitutional monarchy"], and guarantees of fair representation
and political rights for the people of Persia.
This development brought Edward G. Browne, the famous chronicler
of the Persian Constitutional Revolution of 1906, to proclaim
jubilantly:
Does
history afford many instances of a nation making such conspicuous
advances in public spirit and morality in so short a period
as were made by the Persians during the period under discussion?
I venture to think that parallels will not easily be found.75
And
though this early victory for constitutionalism would have its
setback in 1908-09, constitutionalism would ultimately remain
in Persia until its demise through a British-engineered coup in
1925 against the legitimate government of Persia under Soltan
Ahmad Shah.76 A discourse on the
reasons for this betrayal of the hopes of the Iranian people would
go beyond the framework of this lecture, but is well documented
in books on the subject and needs no further elaboration here.77
Suffice it to say, however, that it is most ironic that a country
like Great Britain, with such pretensions to democracy, would
have been the engineer of the downfall of Iran's constitutional
government.
The
demise of a constitutional monarchy in Iran, and its replacement
by an absolute monarchy after the freeing of the democratic energies
and aspirations of the people of that country, resulted in pent-up
frustrations that would manifest themselves throughout the reign
of the Pahlavis-as the dynasty would be known that succeeded the
Qajars (Kadjars) in 1925. These tensions finally resulted in the
abolition of monarchy altogether with the theocratically-inspired
revolution of 1979, replacing rule by kings with rule by priests
for the first time in Iran's twenty-five century long monarchic
history.78
To
the trained observer of Iranian history and politics, one point
remains clear and easily discernible. Iranians, when given the
opportunity, would choose to follow an individual who represents
strength and stability.79 It is part
of their collective political psyche and part of their national
myth. It is also true, however, that Iranians also prefer this
individual to be just and heroic and fair-minded, and that they
would opt for such an individual, given the choice, over a strongman.
This, too, is part of the national story. We see it in our great
epic, the Shahnameh or "Book of Kings," in the heroic figures
of Rostam and Zaal and Jamshid and Fereidoun. We see it also in
what Michael Fischer, in his path-breaking book on the Iranian
Revolution, calls the "Kerbela Paradigm."80
This paradigm is a struggle for justice, embodied in the figures
of the early Shi'ite Imams, Ali and Hussein, and we see it still
in the emotion the name Mossadegh evokes in the minds and hearts
of many Iranians, despite the fact that this unusual leader combined
in himself both the characteristics of the strongman and that
of the just hero for Iranians. There
is also a further irony in the Iranian predicament today. It has
to do with the fact that the priests, who are now in charge of
governing that country, have traditionally opposed unjust rule
due to their Shi'ite heritage and have also simultaneously shunned
political office due to their quietist bent.81
This was true of Shi'ite history in Iran from the beginning, even
though their leaders, muijaheds and ayatollahs of great renown,
have had important roles in influencing political outcomes in
Iran since the 19th century, when the Qajar (Kadjar) kings made
their acquiescence indispensable and their blessings part and
parcel of the legitimacy of the monarchy.82
And yet, despite breaking both precedents this time around, they
have been embraced by the people of that country enough to be
able to maintain themselves in power for 20 years, and now find
their rule even acceptable to such lovers of democracy as the
government of the United States, if, that is, we are interpreting
the recent flirting by this government with the Iranian leadership
correctly and the description of its new leader by U.S. authorities
and the press as "the elected moderate president of Iran" as sincere.
What is the lesson in these recent developments
in Iran for us here today, listening to a lecture on the virtues
of monarchy over those of republics? I believe it is this, that
despite official proclamations to the contrary, Iran still has
a monarchic tradition built into its very soul, and that this
tradition also combines a search for justice and fairness and
dignity. What is absent from its political practice today is the
form of government that embodies those qualities, as well. Constitutional
monarchy, a form of government fought for by the generation of
the last turn of the century, is now absent from the political
scene in Iran because the political practices of the decades from
1925 to 1975 were so contrary to those early ideals that they
evoked strong counter-reaction, a reaction resulting in a cataclysm
that propelled us even further back than where we were pre-1906.83
The
tragedy is further compounded by the fact that the memory of monarchy
only remains in a tarnished form in Iran today, if at all, and
that there are very few voices that would remind the generation
of this turn of the century and new millennium that monarchy is
still an option, and a good option to boot. And so in Iran, as
in many other countries, lack of memory or knowledge results in
lack of political imagination, and lack of political imagination
results in less than ideal political circumstances. But that lack
of imagination is not just a home-grown phenomenon, but also one
that is encouraged from abroad, and, as I have tried to show early
on, also present in the literature of some of the most prestigious
opinion-making journals in the world, such as Foreign Affairs
and National Interest, where the recovery of the concept
and its realization in practice are actively discouraged by individuals,
such as Fukuyama, in the name of the triumph of Western liberalism.
And
so we seem to lose ground for what is a worthwhile and eminently
sane alternative to the present state of politics of Iran, as
well as many countries around it and elsewhere in the world. But
there is hope, and hope often springs when least expected, as
with the news of this government's latest attempts to seek a way
out of the Iraqi dilemma. It was with great joy that I read an
article in The New York Times of January 3 of this year,
forwarded to me by Prince Farhad Sepahbody-Qajar (Kadjar), former
Iranian diplomat and now journalist and writer, that the U.S.
government is actively seeking to restore the monarchy of Iraq
which was deposed in a violent coup almost 40 years ago, bringing
us the dementia tremens, called the Ba'ath Party, and its
all-time evil genie, Saddam Hussein!84
The
heir presumptive to the Hashemite throne of Iraq is the 42 year-old
Sharif Ali ibn-al-Hussein. He leads the Constitutional Monarchy
Movement of Iraq in exile from London. He survived the 1958 revolution
that toppled the monarchy, fleeing Iraq as a two-year-old, together
with his parents. When asked why monarchy would be a good solution
to the Iraqi dilemma, he replied, corroborating many of my earlier
points, "The Iraqi monarchy would be a symbol around which all
parts of Iraq would be able to rally because we're not based on
any single constituency, nor are we a political party, . . . What
we look forward to is establishing democratic institutions that
would guarantee that all players in politics would be able to
participate as they wish."85
To
achieve this, he has produced a plan for the future, entitled
the "National Covenant," which would "restore an Islamic monarchy
pledged to protect the human rights of followers of all religions
and create a free market economic system, a multi-party democracy
and an independent judiciary." All things, I might add, Fukuyama
considers only possible under Western-style republics. And as
to the question of why Iraqis should choose him over other alternatives,
he answered, "It was the monarchy that achieved independence for
Iraq from the League of Nations mandate," and "Iraq was the first
Arab nation to have independence. The legacy of the monarchs,
compared to the republics that followed-all of them dictatorships,
have made people much more aware of the positive roles of the
monarchy."86
Similar
circumstances exist for the Iranian monarchy. Only here there
are two alternatives Iranians can choose from for a restoration
of their monarchy along democratic lines. One is the young Shah
in exile, Reza Shah II, whom many Iranians still remember as "Valiahd"
or "Crown Prince." An amiable figure untainted by any of the excesses
of his father's and grandfather's rule, he is willing to lead
the country in ways compatible with the accepted principles of
democratic government and rule of law. The other, and, closer
to my own heart, is the restoration of the Qajars (Kadjars) in
the person of Prince Sultan Ali Mirza Kadjar or those designated
by him as next in line for succession.
In either case, as with the possible restoration of the Iraqi
monarchy, support by the international community and, in particular,
by the world's most powerful nations would be essential, not as
props for decaying regimes nor as puppeteers behind a hollow exterior,
but as guarantors of a fair and level playing field to give these
new governments a chance to regrow the roots that were denied
them by circumstance and international intrigue not too long ago.
Ironically in the case of Iran, by the very powers who would now
be called upon to redeem themselves for the agony they have imposed
on the people of that poor country for so long.
In
the end, when all is said and done, I, too, realize that the chances
of this form of government returning soon to the countries that
exhibited it not too long ago are not very high, but working towards
that realization is not a futile exercise or hope. A journey of
a thousand miles does begin with the first step said Lao Tzu.
And Gregory Copley, in 1990, ended his call for a re-evaluation
of the future of monarchies with the words, "Let the debate begin."87
Since
then, nine years have passed. Much has been written on the subject,
and changes have occurred in the world that would give hope to
the notion that monarchy's time might yet come again. I wish to
add my small voice to that growing chorus for it to become a great
symphony once more. Thank you for lending me your ears and for
indulging me to that end so generously with your patience and
good will!
Monarchies
of the World1
Africa
- Buganda
- King Mutebi II (1993)
- KwaZulu-Natal
- King Zwelithini
- Lesotho
- King Letsie III (1990)
- Morocco
- King Hassan II (1981)
- Swaziland
- King Mswati III (1986)
Asia
- Bhutan
- King Jigme Singye Wangchuk (1972)
- Brunei
Darussalam - Sultan Hassanal Bolkiah (1984)
- Cambodia
- King Norodom Sihanouk (1993) o Japan - Emperor Akihito (1990)
- Malaysia
- Tuanku Ja'afar (Sovereign of Negri Sembilan) (1994-99); Sultan
Salahuddin Abdul Aziz Shah al-Haj (Sovereign of Selangor) (1999-2004)
- Nepal -
King Birendra Bir Bikram Shah Deva (1972)
- Thailand
- King Bhumibol Adulyadej (1946)
Europe
- Belgium
- King Albert II (1993)
- Britain
- Queen Elizabeth II (1952)
- Denmark
- Queen Margrethe II (1972)
- Luxembourg
- Grand Duke Jean (1964)
- Liechtenstein
- Prince Hans Adam (1989)
- Monaco
- Prince Rainier III (1949)
- Netherlands
- Queen Beatrix (1980)
- Norway
- King Harald V (1991)
- Spain -
King Juan Carlos I (1975)
- Sweden
- King Carl Gustaf XVI (1973)
Middle
East
- Bahrain
- Sheikh Hamad bin Isa al-Khalifa (1999)
- Jordan
- King Abdullah (1999)
- Kuwait
- Sheikh Jabar al-Ahmad al-Sabah (1977)
- Oman -
Sultan Qabus bin Said (1970)
- Qatar -
Sheikh Hamad bin Khalifa al-Than) (1995)
- Saudi Arabia
- King Fahd bin 'Abdulaziz (1982)
- United
Arab Emirates - Sheikh Zayed bin Sultan al-Nahayan (1971)
Oceania
- Tonga
- King Taufa'ahau Tupou IV (1965)
- Western
Samoa - King Malietoa Tanumafili II (1962)
1.
Up to date as of May 1999. Sources: Arthur Banks, et al., Political
Handbook of the World 1996-97, CSA Publications, New York, 1997;
CIA World Fact Book, online edition; the World Wide Web.
Quotes
"Princes
do what we dream, hence the extremes of self-display to which
they are driven. . . . Of course we reward them. We stand in our
streets and cheer and wave our little flags when they pass, we
put their pictures on our walls and on our coins. Why shouldn't
we? That is how we pay them for carrying out our wishes so zealously."
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